15 Apr Some Thoughts on Eric Posner’s WSJ Editorial
Eric Posner has an editorial today in the Wall Street Journal today that uses the recent indictment of Judge Garzon in Spain as an opportunity to dust off the traditional far-right attack on the concept of universal jurisdiction and the existence of the ICC. It’s a remarkably misleading editorial, one that deserves a thorough response.
Mr. Garzon wanted to prosecute Pinochet in Spain for atrocities committed during his reign in Chile, despite the fact that Pinochet was a former head of state and had been granted amnesty as part of a deal that paved the way to democracy in his home country.
Posner — here parroting Henry Kissinger’s famous 2001 essay — obviously knows very little about Chilean history. Pinochet was not “granted” amnesty; he gave it to himself. As the New York Times noted in 2006, “General Pinochet originally decreed the amnesty in April 1978, four and a half years after he seized power in the coup that overthrew an elected president, Salvador Allende.” Nor did the amnesty “pave[] the way to democracy in his home country” — Pinochet’s military junta remained in power until 1990, twelve years after the amnesty was decreed. That’s a long road.
But don’t take it from me that the 1978 amnesty did not “pave the way” to democracy. Listen to Michele Bachelet, the former President of Chile who was tortured by Pinochet in the infamous Villa Grimaldi in the 1970s. From the same New York Times article: “‘This government, like other democratic governments before it, maintains that the amnesty was an illegitimate decision in its origins and content, form and foundation,’ Ms. Bachelet’s chief of staff, Paulina Veloso, said in an interview at the presidential palace here. ‘Our conviction is that it should never have been applied at all, and certainly should never be used again.’” I guess Posner understands democracy in Chile better than the governments that were democratically elected after Pinochet was forced from power.
In Belgium, complaints were famously lodged against Ariel Sharon in 2001 on account of his alleged involvement in massacres at Beirut refugee camps in 1982, and George H.W. Bush in 2003 for the bombing of a civilian air raid shelter during the first Gulf War. In the United Kingdom, an arrest warrant was recently issued against former Israeli foreign minister Tzipi Livni for her involvement in Israel’s recent intervention in Gaza. In Spain, investigations have been launched against Chinese, American and Israeli leaders.
This is the typical right-wing move: invoke the few questionable uses of universal jurisdiction — and many of them were indeed questionable — to indict the concept itself. But of course many prosecutions based on universal jurisdiction are neither politically motivated nor questionable. More on that below.
When [Pinochet] returned to Chile he received a hero’s welcome from his supporters.
From his supporters? Wow, what a surprise. What Posner conveniently fails to mention — no doubt because it undermines his narrative of Judge Garzon frustrating the will of ordinary Chileans — is the reception that Pinochet received from everyone else when he returned in March 2000. Thousands marched through Santiago to protest his return. Chile’s Foreign Minister called his hero’s welcome “a disgrace,” and the President-elect, Ricardo Lagos, said it damaged Chile’s international image. In May, less than two months later, the Court of Appeals in Santiago lifted Pinochet’s parliamentary immunity (self-servingly enacted by Congress to commemorate Pinochet’s return) in the infamous 1973 Caravan of Death case. In August, the Supreme Court affirmed that decision. In December, a judge indicted Pinochet for his involvement in the Caravan of Death. Things got complicated after that, but it is fair to say that Pinochet’s legal situation got worse and worse over the next six years, until his death cheated his victims out of their day in court, Milosevic-style.
It is no accident that Chilean courts did not take steps to hold Pinochet accountable for his crimes against the Chilean people until after Spain attempted to exercise universal jurisdiction over those crimes. Posner implies that the Spanish prosecution was nothing more than Spain meddling in Chile’s internal affairs, but nothing could be further from the truth. The lawyer behind the prosecution, Juan Garces, was Spanish, but he had written his dissertation at the Sorbonne on Chile’s economic and political system and was serving as one of Allende’s political advisors in Santiago when Pinochet deposed Allende in 1973. Allende ordered Garces to leave the country so that someone would survive to “tell the story.” When Garces and his colleagues first began to consider pursuing charges against Pinochet, they wanted to rely on Chilean courts. They turned to Spain only when it became clear that there was no judicial will in Chile to strip Pinochet of the immunity he had granted himself.
The Spanish prosecution, of course, never materialized. But that does not mean that the efforts of Garces and his colleagues were in vain. On the contrary, as a 1999 profile of Garces in Human Rights Brief noted, “the impact that the Pinochet case had on the Chilean judicial system is striking. In particular, the case has helped the Chilean judiciary gain a greater degree of autonomy…. Until now, there has not been a tremendous outcry against the political influences in Chile that have restricted the judiciary’s ability to deliver substantive justice. Today, however, there is a growing base of international and Chilean support for revising the Chilean judicial system.” In other words — and this is what Posner fails to understand — the international attention created by the efforts to prosecute Pinochet in Spain helped Chile develop the will to do the job itself.
All told, only a few dozen trials based on universal jurisdiction have taken place, mostly involving Rwandans and former Yugoslavs.
So those prosecutions were bad things? Even though they were not politically motivated, not controversial, were of great assistance to the ICTY and ICTR, and played an important role in the fight against impunity in Rwanda and the former Yugoslavia? I’m surprised Posner even mentioned these prosecutions, because they undermine his central thesis, which is that universal jurisdiction is an inherently bad idea.
Universal jurisdiction arose centuries ago to give states a means for fighting pirates. In recent years, idealistic lawyers have tried to convert it into an all-purpose instrument for promoting international justice.
By recent, Posner apparently means 1949. After all, the Geneva Conventions require states — all of them, because the Conventions are universally ratified — to enact legislation that gives their domestic courts universal jurisdiction over grave breaches. Universal jurisdiction also permitted Israel to prosecute Eichmann in 1961. (Damn idealistic lawyers!) And, of course, a variety of terrorism conventions rely on universal jurisdiction, such as those concerning aircraft hijacking and sabotage (1970 and 1971), crimes against internationally protected persons (1973), hostage taking (1979), theft of nuclear materials (1980), and crimes against maritime navigation (1988).
But supporters of this law turned a blind eye to the diverse and often incompatible notions of justice that exist across countries. Everyone can agree to condemn arbitrary detention, for example, but in practice people disagree about what the term means.
Terms like… torture? Now we are getting to the real reason Posner opposes universal jurisdiction: it makes it more difficult for states like the US to ignore their international obligations. The world thinks torture means what the Convention Against Torture says it means. The US thinks it means whatever will allow the CIA to torture people.
When Mr. Garzon indicted Pinochet, riots erupted in Chile. No matter, thundered the champions of international law: Let justice be done though the heavens fall. But when Mr. Garzon turned his sights on his own country, the gates of justice slammed shut. Spain’s establishment was not willing to risk unraveling its own transition to democracy, and rightly so. But then on what grounds should Spanish courts pass judgment on Chile?
As for the riots, see above. As for Posner’s supposedly rhetorical question, the answer isn’t what he thinks it is. He thinks he is criticizing universal jurisdiction, but he has actually offered the most powerful defense of it — states don’t like to prosecute their own officials. Spanish courts had grounds in 1998 to pass judgment on crimes committed by Pinochet because — thanks to Pinochet’s hand-tailored amnesty — Chilean courts couldn’t do it themselves. And now that Spain’s government has decided it doesn’t want to expose its own bloody past to scrutiny, it behooves another state to do the job for them.
Posner’s claim about Garzon threatening to unravel Spain’s “transition to democracy” is equally misguided. How, exactly, would Garzon’s investigation into crimes committed between 1936 and 1951 do that? Even if the 1977 amnesty was originally necessary for Spain’s democratization — which is far from clear — Spain has been a democracy for more than 30 years. I think it could survive a few prosecutions for Franco-era crimes, especially given that Garzon’s investigation comes at a time “when public debate in Spain has recently begun to challenge the unwritten ‘pact of forgetting’ through which the country agreed to overlook the crimes of the Civil War era,” as indicated by the 2007 enactment of “a Historical Memory Law to recognise and broaden the rights of those who suffered persecution or violence for political, ideological or religious reasons during the Civil War and the Franco dictatorship.”
The ICC’s small group of employees are supposed to pick and choose what to investigate among an infinite variety of international criminal activity all over the world. With limited resources, it must select only a few crimes for its attention. When domestic prosecutors make these choices, they rely on common values and must ultimately answer to the people. But because nothing like this exists at the global level, the ICC’s choices are inherently political.
Now we transition, for some unknown reason, to the ICC. This is the typical far-right critique of the ICC, but it gets no better no matter how many times it is repeated. Domestic prosecutors “rely on common values and ultimately answer to the people”? I seem to recall the Alberto Gonzalez era, when being a Democrat meant that you would be disqualified from being hired by the DOJ or end up prosecuted for imaginary crimes. (Sorry, Mr. Siegelman.) And, of course, the ICC prosecutor not only has to answer to the Pre-Trial Chamber (which is more than willing to cut him off at the knees; congratulations, Mr. Abu Garda), he can be removed by the Assembly of States Parties, which is far more democratic than, say, the U.S. Senate.
It has so far launched a handful of investigations in weak African countries where terrible things have happened, and for its troubles is now regarded as a neocolonial institution. Yet if the ICC picks on a big country to show that this is not true it will be squashed like a bug.
I actually agree with the first criticism — but it’s not the ICC’s fault that it is rhetorically effective to accuse it of neocolonialism. And, of course, suggestions that the ICC is powerless to prosecute nationals of big (read: Western) countries only facilitates that rhetoric.
Posner doesn’t bother to defend his claim that an ICC prosecution of a “big country” will cause it to be “squashed like a bug.” Would Germany do that? France? The UK? It’s doubtful. What they would do, most likely, is prosecute their national themselves — serious prosecutions, not the kind that the U.S. reserves for its own war criminals. And then, of course, the principle of complementarity would require the ICC to defer to them — which is exactly the point of complementarity.
One cannot solve the perennial problem of “who will guard the guardians” by handing over authority to prosecutors and courts. But that is what the universal jurisdiction agenda boils down to. Mr. Garzon’s comeuppance should be a warning to those who place their faith in the ICC to right the world’s wrongs.
I’m not exactly sure why Garzon’s “comeuppance” concerning universal jurisdiction should be a “warning” to a court that does not rely on universal jurisdiction. I guess Posner’s point is that just as Spain has no business prosecuting other states’ crimes, the ICC doesn’t either. In other words, unless a state prosecutes its own officials for committing crimes against its own citizens, nothing should be done. Other states should just sit idly by, shrug their shoulders, and give pretty speeches about how the offending state should do better.
It’s as if the past 60 years simply didn’t exist.
Thanks for this brilliant piece. Hope it gets as widely read as it deserves.
More Bolton-type of jokes from Posner. Funny article, though I don’t think anyone will get close to that dude who wrote ICC editorial in Jerusalem Post.
… but it’s good to see people trying!
Great post Kevin; I think the facts you produce speak for themselves.
I wonder if there a grain of truth in Eric Posner’s “idealistic lawyers” point though – should there be greater constraint on the part of the parties bringing some of the more “questionable” cases? The moves against Bush Snr, Ariel Sharon, Jiang Zemin, “The Bush Six”, Tzipi Livni etc are gradually producing a backlash that looks set to kill off universal jurisdiction, certainly in its broadest forms at least (as already witnessed in Belgium and Spain). Increasingly UJ is becoming a panacea to deal with impunity, but I wonder if we need to think a little further outside the box (within which the law reigns supreme)?
Mark,
I completely agree. International lawyers do have to police themselves; as sympathetic as we may be to them, attempts to prosecute Sharon and Bush and the like do more harm than good to the overall project of universal jurisdiction.
Great Post Kevin. I agree it deserves wide circulation.
As to the Garzon affair, Bill Schabas offers some thoughtful analysis of the Spanish Amnesty Law question in a post at his PhD Studies in Human Rights Blog
http://humanrightsdoctorate.blogspot.com/2010/04/baltasar-garzon.html
While he thinks that Judge Garzon’s legal argument on the Amnesty Law might be an oversimplification, he sees nothing abusive about bringing the investigation and believes that Garzon deserves our support in his “struggle for judicial independence.”
Prof. Schabas’ conclusion: “I wish him well in his battle with the forces of darkness who, far from resenting the ‘retroactivity’ of prosecuting crimes against humanity, are nostalgic for the 1930s.”
Could it be that Mr. Posner shares their nostalgia?
Excellent analysis. Anyway you can shorten this and submit it to the WSJ as a response piece? I think it is really important for this perspective to get a wider audience.
I do not oppose universal jurisdiction, but I do think it is sometimes an abused concept. As a “third worlder” my main problem with UJ is that while Spain can investigate Chile and Belgium can investigate Congo and Rwanda, Belgium and Span’s own crimes remain their own. Their allies won’t investigate them (case in point, Belgium tried to do so with the US and Israel and nearly lost the seat of NATO) and the smaller nations won’t investigate either because of power politics (could you imagine a Rwandan indictment against Bush?). Isn’t this against sovereign equality? I know this is not enough to sack the concept, and I do not propose such a thing. But it is indeed a reason to suggest restraint, as Mark and Prof. Heller also state. But saying we should be sympathetic to attempts to prosecute Bush but do not pursue them cuz they do more harm than good is kinda unfair, because that means we should only pusue leaders from weaker states… Some time ago I remember Prof. Greg Gordon posted some comments on this site which I found pretty useful for moderating UJ in order to make it more effective and prevent excesively intrusive lawsuits from prospering in nations that have nothing to do with the… Read more »
The longer I read the views of persons like Posner on this area the more I come to think that what we are watching is a neo-debate of something that was at the heart of the American revolution and discussions in the late 18th century. Namely whether we were going to have a President with monarchical powers or were going to view the President as a definitvely anti-monarchical construct. Even in the early administrations of the US this debate was raised with several persons appearing to have great nostalgia for the monarchical vision (the “old leaven” as one commenters in an early Cabinet meeting said). Garzon is a hero for raising the Amnesty case and having to face this problem. He is raising the difficult issue of Spain coming to terms with its Franquist past in a manner that speaks to justice more than just to “not making waves.” That he is being put through this supplication suggests to me only that the complex forces that supported Franco retain their vigor in the country. As to Universal Jurisdiction and the ICC, ultimately, the ICC has to decide whether it is capable of focusing on anyone or only to focus on… Read more »
“… justice, if only we knew what it was,” to quote Socrates. Leaving aside the naked political interests of the moment and thinking instead of the breeding ground that shapes the young conservatives of tomorrow, I believe the key to someday winning hearts and minds on the right is to wrestle with the questions Roger Alford raised on this blog in his 9/13/09 post “The Uncertain Foundations of Human Rights.” There most certainly is a respected intellectual tradition on the right that recognizes at least the “law of nations” as drawn from the natural law and does not believe that the first principles of morality are mere relative matters of geography. I don’t see a response to the WSJ drawing blood without an explicit appeal to that tradition, joined to the particulars you raise here. Ask whether they yet remember an impassioned valedictory on June 16, 1794: “… may you stand the refuge of afflicted nations; may you stand a sacred temple, for the perpetual residence of an inviolable Justice.”
I am once again struck by Posner’s complete inability or refusal to see that many of his criticisms of international criminal law could just as easily be applied to criminal law generally.
Political prosecutions? One could literally point to hundreds of such prosecutions in recent US history. Does Posner recall Whitewater? What of tenuous rape indictment of the Duke Lacrosse players?
As for the claim that universal jurisdiction has morphed from prosecuting pirates to others, the same criticism can be levied against a number of US criminal statutes such as RICO.
As for his criticism of the ICC’s budget, while it is refreshing to hear a conservative voice concern about international institutions having sufficient resources, it can hardly be said that local prosecutors are awash in cash for prosecutions. This is generally why it is easier to secure a conviction against an indigent defendent than a wealthy, powerful defendant.
Moreover, there are many in this country that regard the criminal justice as slanted against minorities just as many in Africa regard the ICC as a neo-colonial institution.
Is the answer to just stop trying people for crimes altogether and rely on self-policing?
[…] Kevin Jon Heller responds at Opinio Juris. Categories: International Human Rights […]
1) Why should someone in Spain care, really care, whether justice is done in Chile? Fundamentally this is a matter for that country to deal with UNLESS those actions rise to the level of genocide or ethnic cleansing–true “crimes against humanity.” Executing some political opponents, while clearly an evil thing to do, does not rise to that level.
2) You have a deeply misguided understanding of “democracy” if you think that aggregating the voices of states–many of which are not themselves democratic–in a forum leads to an outcome more democratic than the US Senate.
3) The issue isn’t universal jursidiction–it is a definitional issue of what constitutes crimes that carry with it that tag. We ought to be very, very reluctant to pierce the skin of sovereignty in imposing this solution–certainly not for bringing a few despots to “justice” in largely politically motivated show trials.
Response…Kevin betrays himself when he goes on his anti-“Right-Wing” rants. He just wants to use universal jurisdiction to settle political scores. Where are his sceeds against Castro or other on the left? If he has written them I have not seen them, they must be few if any.
I don’t think most commentators get the point regarding the Garzon issue. What is most striking is these commentators lacking display and/or knowledge of Spanish history and that regarding Garzon’s experience in the Spanish judiciary. First, the authority vested upon Garzon by the principal of univrsal jurisdiction “in Spain” did allow to prosecute almost anybody who had committed crimes, though the ideal was judges would work on cases where “Spaniards” wherever had been victims (as in Chile/Argentina). Thus at the time I too was thrilled with Garzon’s opinion. It made legal and moral sense. Second, the key question is not so much that Garzon declared himself “competent” to unveil the wounds of Spain’s civil war in breach of the 1978 amnesty, but rather his insistense on prosecuting individuals on Franco’s side and not on the Republican/Communist side… who in the early stages of the civil war actually committed the most sanguine masacre of the entire conflict, which polarized ones versus the others even further. Thus, judge Garzon, failed to appear to present a balanced cause. Furthermore, Spain is a deeply politicized country. The Attorney General’s Office of one party, especially the PSOE party has acted throughout history as toold for GOVs… Read more »
Leftists-socialists like Kevin and Garzon “playing law” will be the cause for the next big war. When some judge from one country says he is going to indict a leader from another country the outcome maybe more deaths than the original “crime”.
The trouble with this kind of feel-good idealism is that bad behavior is not the only kind that can be deterred. Numerous dictators you didn’t mention, including Idi Amin, Ortega, and Marcos, have been successfully persuaded to give up their thrones for amnesty. If any country in the world can blow away those deals at will, then every dictator in the world today will refuse them and cling to power until his death. I fail to see that that will improve the lot of their citizens.