15 Aug The End of the European Community?
It’s true – we may be witnessing the last days of the European Community. Moving on from the failed effort at devising a European Constitution effort two years ago, this summer has witnessed substantial progress on revisions to the European Union (EU), with the revival of an Intergovernmental Conference (IGC) and the beginning of negotiations for a new agreement among EU member states. Gone, however, is the idea of producing a Constitution; in its place is a political agreement to produce a “Reform Treaty” by the end of this year, with an eye to entry into force at the beginning of 2009. The deal reached among Member States in late June is summarized here. The IGC started meeting on July 23, 2007, and has already circulated a draft of the Reform Treaty (you can access it in English here, or in French here).
I’ll leave it to those interested in constitutionalism and the EU’s internal workings to opine on whether the change in title and approach reflect a true departure from earlier constitutional efforts, or if it’s little more than new window dressing (many of the structural changes envisioned by the Constitution, for example, make a reappearance in the first draft of the Reform Treaty). Apart from such questions, however, the draft Reform Treaty contains a number of other interesting issues involving the EU’s status under international law and the future of EU-treaty making that may be of general interest.
Most notably, the Reform Treaty will tidy up one of the stranger aspects of the current European system, where, as far as both European and international law are concerned the European Community (EC) and the European Union (EU) exist as two separate international legal persons, with the EU actually having a far more limited presence than the older EC. Thus, even though the European Union’s political structure overtook the Community after the Treaty of Maastricht in 1992, the EC remains the institution that actually negotiates and concludes treaties on most matters over which it has competence (i.e., the so-called “Pillar I” competencies, including trade, commerce, and the environment). As I wrote last year, the EU only recently began to exercise its own international legal personality, and then only with respect to justice and foreign affairs. The EU/EC duality thus creates the possibility of a single political organization doubling its presence on the international stage with the excuse that its internal structure requires such a result. For states looking to conclude treaties or agreements involving the EU, this has led to much confusion, and occasionally, outright hostility.
In its current form, the Reform Treaty should put this problem to rest, by killing off the EC upon its entry into force. It would revise both the Treaty on European Union (TEU) and the Treaty Establishing the European Community (TEEC) in ways that remove the European Community from the equation and establish the European Union as having the sole, international legal personality for this organization. It would provide a new article 32 in the TEU confirming the EU’s legal personality, and revise the TEEC into the “Treaty on the Functioning of the European Union” with all references to the EC replaced by references to the EU. What remains to be seen, of course, is how this internal movement of authorities from the EC to the EU plays out with other states; i.e., whether the EU would be allowed to succeed to the EC’s obligations in various multilateral and bilateral treaties. I would guess so, although the law of treaty succession among international organizations is pretty under-developed (there might be some useful precedents though in finding out whatever happened to treaties done by the European Coal and Steel Community after it ceased to exist in 2002).
To go along with its new streamlined, international legal personality, Article 1(19) of the Reform Treaty would create–just like its constitutional predecessor–an EU Foreign Affairs Minister (I would hope though that the Minister would get a better title than the current formulation of “High Representative of the Union for Foreign Affairs and Security Policy”). The creation of this post suggests a potential move from having EU member states employ their own foreign ministry negotiators to aid (or keep in check) European Commission officials in negotiating and concluding EC/EU treaties, to a situation where the EU would have the internal resources to do such negotiations on its own with much less input from member state delegations.
Even if an EU Foreign Ministry does the negotiating, however, the current draft of the Reform Treaty doesn’t give it the power to actually make treaties. That power resides in the EU writ large, represented for the most part by the Council. Draft Article 2(175) of the Reform Treaty would convey on the Union a broad power to conclude treaties:
The Union may conclude an agreement with one or more third countries or international organisations where the Treaties so provide or where the conclusion of an agreement is necessary in order to achieve, within the framework of the Union’s policies, one of the objectives referred to in the Treaties, or is provided for in a legally binding Union act or is likely to affect common rules or alter their scope.
EU treaties would be binding on both the institutions of the EU and its Member states. The Council would have the authority to authorize the opening of negotiations and the conclusion of treaties on behalf of the EU (interestingly enough, the draft provisions also anticipate giving the Council authority to OK provisional application and, with the EU Foreign Minister’s recommendation, to suspend EU treaties). In certain defined instances, the Council’s treaty-making authority would require pre-approval of the European Parliament (e.g., agreements with important budgetary implications for the EU). The Council would take its decisions on treaties by either a qualified majority or unanimity depending on the subject-matter or type of treaty at issue. Finally, the Reform Treaty would give member states, the Parliament, the Council and the Commission the power to go to the European Court of Justice for an opinion on whether a proposed treaty complies with the EU’s foundational texts, and if the ECJ replies in the negative, require changes to the treaty in question. Taken together, this suggests a very broad and refined treaty-making power–one much more akin to the power exercised by states than international organizations.
The Reform Treaty would also convert the 2000 European Union Charter of Fundamental Rights-a legally non-binding statement of rights among the EU Parliament, Council and Commission—into legally binding obligations (see Article 1(9) of the draft Reform Treaty, replacing Art. 6 of the TEU). I’m not familiar enough with the Charter to say whether this is a laudable, let alone workable, conversion, but it would at least serve as a noteworthy instance in which so-called “soft law” provisions morph into binding international legal commitments (apparently, the British feel the draft would not require them to make the Charter judicially enforceable, so it may be questionable if the conversion will have any real domestic effects — I’d be interested to hear what others have to say about this). Separately, the draft treaty specifically authorizes the EU to join the European Convention on Human Rights, something which the ECJ had previously found the EU/EC could not do under existing authorities.
As a final note, I’ll be interested to see how open the IGC negotiations are going forward. The European Constitution failed, not at the inter-governmental negotiation stage, but when the treaties were turned over to the national populations, with notable “no” votes by the French and Dutch populations in referenda on the Constitution. Evidently, this time around, Britain, France and the Netherlands feel the Reform Treaty will not trigger a referendum requirement under their domestic legal requirements (although Ireland apparently will hold one). Does anyone else think this is a strange way to go? Rather than further engaging the populations who feared certain elements of the proposed European Constitution and converting them to the cause, this suggests an overt attempt by national governments to cut the general populace out of the process. Certainly, there’s a long history of treaty-making processes that do just that. Take the U.S. Jay Treaty for starters; putting aside the separation of powers fight it engendered, does anyone doubt that treaty would have been rejected had U.S. law required it to be subject to a popular referendum? Still, if the goal of the Reform Treaty is to produce a more harmonious, integrated system within the EU, I wonder if overt wrangling to avoid non-governmental contributions sends the right message?
Although one could argue that the international legal personality of the EU exists de facto as evidenced by the acceptance of the EU as a treaty partner by third states, there is no equivalent in the TEU of article 281 TEC that explicitly endows the EC with legal personality. In other words, the Member States have not granted the EU the same kind of autonomy as the EC, which makes the issue of its international legal personality debatable. If I am not mistaken, the agreements concluded by the EU are more accurately described as agreements concluded by the Member States using the EU as a vehicle. In case of non-compliance, the Member States will be liable and not the EU. That the EU is concluding treaties “only with respect to justice and foreign affairs” shouldn’t come as a surprise as these are the only remaining areas of competence. With the explicit recognition of the EC’s legal personality and the treaty making procedure in article 300 TEC, there is no need for EU agreements in the “community pillar”. The effect of the incorporation of the Charter of Fundamental Rights seems to me to be more of an issue for the EU… Read more »
Annabel — Thanks for your thoughtful comments. I agree that looking at the texts of the TEU and the TEC, the express conveyance of legal personality to the EU is lacking in way that it is not for the EC, something that the Reform Treaty could remedy. That said, I don’t agree that the agreements concluded by the EU are “agreements concluded by the Member States using the EU as a vehicle.” If you look at the recent US-EU Extradition Treaty for example, it’s pretty clearly being done by the EU as the EU. Indeed, during negotiations the EU, i.e., the Council Secretariat, insisted that the EU would be responsible if its member states failed to comply. It was the United States that insisted on additional, separate agreements with each EU member state to modify existing bilateral extradition treaties to conform to the new US-EU agreement. Thus, even absent express authorization to act as a separate legal person, it sure looks like the EU has gone ahead and assumed that role, and other states have accepted it as such. On the question of popular referenda, I take your point regarding the overall utility of having yea/nay popular votes on treaties.… Read more »
Professor Hollis – Thank you for your reply. I am not familiar with the specifics of the US-EU extradition treaty, but it doesn’t surprise me that the EU institutions (which under the “single institutional framework” are also the EC institutions) try to present themselves as the contracting party. The fact that the US requests additional safeguards from the Member States themselves rather indicates to me that third parties haven’t fully accepted the EU’s legal personality quite yet. But I think fundamentally our opinion on the matter isn’t very different. The bottom line is that the issue of legal personality of the EU is a murky issue, although the trend is definitely towards separate legal personality de facto. I am curious to find out how the Member States will respond to the granting of de iure legal personality. We can deplore the change of heart of some Member States about the use of the referendum, as their political decision can be interpreted as a sign of distrust towards their citizens. I hope that the Member States in question will be able to muster the political courage domestically to rebut such challenges, to explain the need for the reform treaty and to… Read more »
I had the honor of working for a number of years with Michel Gaudet who was part of the team of architects with Schumann and Monnier of the European Community and was the first Legal Director back in 1957. I had the occasion to sit down with him in 2000 or 2001 before he died and ask him about the European construction. His comment to me was that people have ideas, then they create institutions to preserve those ideas. He went on to say that institutions have power and that the question with regard to Europe is “Power for what?”. Looking at the pulling and tugging in this round of the European construction I think the tension between elites and the masses demonstrated in the Constitutional process is a recognition of a key point. Moving forward a 25 nation state entity to something less than a murky structure is the lot of the generations of persons building the European idea. So many steps have occurred that were really quite unthinkable even in 1990. The problem will remain as to “Power for what?” . I hope the European citizens are courageous enough to make sure their leaders move in a direction… Read more »
Oh, not the European Union Charter of Fundamental Rights again. I read that dog back during the Constitutional row. It’s a long, rambling document listing the positive obligations governments have to go around protecting people rather than their negative obligations to leave people alone. And it is so vaguely written that it could be used to justify the most intrusive state in human history, or no action at all. It physically pained me to agree with the Little Englanders on The Spectator but on this they had it right. Unless they are actually coming up with a simple set of a few explicit rights ‘inspired by’ the Charter, giving the Charter the force of law is insanity.